Tag Archives: regulatory news

John Mountain, Investment Funds and Structured Products Branch Director

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John Mountain is the Director of the Ontario Securities Commission’s Investment Funds and Structured Products Branch, the operating branch responsible for regulating investment products such as mutual funds and exchange-traded funds. MORE

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Meet Rozanne Reszel, President and CEO of CIPF

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Meet Rozanne Reszel, President and CEO of the Canadian Investor Protection Fund, an industry-funded organization established to protect investor assets in the rare event that an IIROC member becomes insolvent. MORE

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Meet Debra Foubert, Compliance & Registrant Regulation Director

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Debra Foubert is the Director of the Ontario Securities Commission’s Compliance and Registrant Regulation Branch, the operating branch that led the development at the OSC of a recent Canadian Securities Administrators consultation paper. MORE

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Meet Neil Gross, Executive Director of FAIR Canada

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Meet Neil Gross, Executive Director of the Canadian Foundation for Advancement of Investor Rights (FAIR Canada). FAIR Canada’s mission is to be a national voice for investors in securities regulation and a catalyst for enhancing the rights of Canadian shareholders. MORE

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Meet Susan Greenglass, OSC Market Regulation Branch Director

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Susan Greenglass is the Director of the Ontario Securities Commission’s (OSC) Market Regulation Branch, the operating branch that’s responsible for regulating market infrastructure entities (such as the Toronto Stock Exchange and the Investment Industry Regulatory Organization of Canada) and developing policy relating to market structure and clearing and settlement. MORE

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