Tag Archives: regulatory news

Guide to Online Investment Advisors

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Online investment advisors, often referred to as “robo-advisors”, are now registered to operate in Ontario. They offer professional money management services to investors by using an interactive website. MORE

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Meet Leslie Byberg, OSC Executive Director and CAO

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This past June, Leslie Byberg was named the Executive Director of the Ontario Securities Commission (OSC). This new position comes after more than a decade of working within various branches of the OSC. MORE

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Meet Monica Kowal, OSC Vice-Chair

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Monica Kowal is the Vice-Chair of the Ontario Securities Commission (OSC), a position she’s held since July 2014 after nearly a decade of work as OSC General Counsel and an extensive career in the private sector. MORE

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New Whistleblower Program

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Subscribe to Investor News and stay informed about the latest investor initiatives, topical issues, educational resources, key dates and investor warnings and alerts. The first paid whistleblower program offered by a Canadian securities regulator started accepting tips earlier this month … MORE

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Meet Huston Loke, Director of Corporate Finance

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Huston Loke is Director of Ontario Securities Commission’s Corporate Finance branch, which regulates Ontario’s reporting issuers (other than investment funds) and leads the Commission’s issuer-related policy-making activities. MORE

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