Meet Monica Kowal, OSC Vice-Chair

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Monica Kowal is the Vice-Chair of the Ontario Securities Commission (OSC), a position she’s held since July 2014 after nearly a decade of work as OSC General Counsel and an extensive career in the private sector. MORE


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New Whistleblower Program

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Subscribe to Investor News and stay informed about the latest investor initiatives, topical issues, educational resources, key dates and investor warnings and alerts. The first paid whistleblower program offered by a Canadian securities regulator started accepting tips earlier this month … MORE


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Meet Huston Loke, Director of Corporate Finance

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Huston Loke is Director of Ontario Securities Commission’s Corporate Finance branch, which regulates Ontario’s reporting issuers (other than investment funds) and leads the Commission’s issuer-related policy-making activities. MORE


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John Mountain, Investment Funds and Structured Products Branch Director

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John Mountain is the Director of the Ontario Securities Commission’s Investment Funds and Structured Products Branch, the operating branch responsible for regulating investment products such as mutual funds and exchange-traded funds. MORE


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Meet Rozanne Reszel, President and CEO of CIPF

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Meet Rozanne Reszel, President and CEO of the Canadian Investor Protection Fund, an industry-funded organization established to protect investor assets in the rare event that an IIROC member becomes insolvent. MORE


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